Andrew R. Harrison - Nov 5, 2022 Form 4 Insider Report for ALASKA AIR GROUP, INC. (ALK)

Signature
/s/ Howard Kuppler, by power of attorney
Stock symbol
ALK
Transactions as of
Nov 5, 2022
Transactions value $
-$58,049
Form type
4
Date filed
11/8/2022, 04:54 PM
Previous filing
Sep 9, 2022
Next filing
Feb 14, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ALK COMMON STOCK Options Exercise $0 +3.29K +30.22% $0.00 14.2K Nov 5, 2022 Direct F1
transaction ALK COMMON STOCK Tax liability -$58K -1.29K -9.14% $44.86 12.9K Nov 5, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ALK RESTRICTED STOCK UNITS Options Exercise $0 -3.29K -50% $0.00 3.29K Nov 5, 2022 COMMON STOCK 3.29K $0.00 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted Stock Units (RSUs) convert into common stock on a one-for-one basis.
F2 On November 5, 2020, the reporting person was granted 9,860 RSUs, vesting in three equal annual installments beginning on the first anniversary of the grant date.