Rithm Capital Corp. - Jun 26, 2024 Form 3 Insider Report for Great Ajax Corp. (AJX)

Role: 10%+ Owner
Signature: Rithm Capital Corp., By: /s/ Nicola Santoro, Jr., Chief Financial Officer
Stock symbol: AJX
Transactions as of: Jun 26, 2024
Transactions value $: $0
Form type: 3
Date filed: 6/27/2024, 04:34 PM
Previous filing: Nov 20, 2023

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	AJX	Common Stock, par value $0.01 per share						2.87M	Jun 26, 2024	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	AJX	Warrants (Right to Buy)							Jun 26, 2024	Common Stock, par value $0.01 per share	3.26M	$5.36	See Footnote 2	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The warrants became exercisable on June 26, 2024, in connection with the effectiveness of the Issuer's Registration Statement on Form S-3 related to the resale of the shares of Common Stock issuable upon exercise thereof.
F2	The Issuer's warrants are owned directly by RCM GA Purchaser LLC, an affiliate of the reporting person. The reporting person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.