Page Sebastien - Sep 2, 2021 Form 4 Insider Report for PRICE T ROWE GROUP INC (TROW)

Role
Vice President
Signature
Cheryl L. Emory, Assistant Corporate Secretary, as attorney in fact for Page Sebastien
Stock symbol
TROW
Transactions as of
Sep 2, 2021
Transactions value $
-$1,694,003
Form type
4
Date filed
9/3/2021, 12:19 PM
Next filing
Dec 9, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TROW Common Stock Sale -$1.69M -7.67K -17.87% $220.95 35.2K Sep 2, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TROW Stock Option Award $0 +1 $0.00 1 Sep 1, 2015 Common Stock 1 $68.32 Direct F2, F3
transaction TROW Stock Option Award $0 +4.39K $0.00 4.39K Sep 1, 2015 Common Stock 4.39K $68.32 Direct F2, F3
transaction TROW Stock Option Award $0 +4.75K +108.2% $0.00 9.14K Sep 1, 2015 Common Stock 4.75K $68.32 Direct F2, F3
transaction TROW Stock Option Award $0 +7.92K $0.00 7.92K Sep 10, 2015 Common Stock 7.92K $69.84 Direct F2, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The range of prices for this transaction were $220.76 to $221.33. Will provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F2 As required under the relevant plan and option agreements, the strike price and number of shares subject to outstanding stock options were adjusted by 1.5% on June 24, 2021, the ex-dividend date, as a result of a special dividend that was declared by T. Rowe Price Group, Inc.
F3 09/01/2015 Grant - The option vests 20% annually over a 5 year period beginning on 09/01/2016.
F4 09/10/2015 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2016.