Harvey Anderson - Oct 29, 2021 Form 4 Insider Report for HP INC (HPQ)

Role
Chief Legal Officer & Sec
Signature
/s/ Rick Hansen as Attorney-in-Fact for Harvey Anderson
Stock symbol
HPQ
Transactions as of
Oct 29, 2021
Transactions value $
-$409,895
Form type
4
Date filed
11/2/2021, 08:27 PM
Next filing
Nov 24, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HPQ Common Stock Options Exercise $0 +4.74K $0.00 4.74K Oct 29, 2021 Direct
transaction HPQ Common Stock Tax liability -$50.1K -1.65K -34.6% $30.33 3.12K Oct 29, 2021 Direct F1
transaction HPQ Common Stock Options Exercise $0 +3.85K +123.38% $0.00 6.97K Oct 29, 2021 Direct
transaction HPQ Common Stock Tax liability -$40.4K -1.33K -19.11% $30.33 5.64K Oct 29, 2021 Direct F1
transaction HPQ Common Stock Options Exercise $0 +7.17K +127.07% $0.00 12.8K Oct 31, 2021 Direct
transaction HPQ Common Stock Tax liability -$75.2K -2.48K -19.35% $30.33 10.3K Oct 31, 2021 Direct F1
transaction HPQ Common Stock Sale -$244K -7.81K -75.61% $31.26 2.52K Nov 2, 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HPQ Restricted Stock Units Options Exercise -4.74K -60.15% 3.14K Oct 29, 2021 Common Stock 4.74K Direct F3, F4
transaction HPQ Restricted Stock Units Options Exercise -3.85K -36.93% 6.58K Oct 29, 2021 Common Stock 3.85K Direct F3, F5
transaction HPQ Restricted Stock Units Options Exercise -7.17K -38.82% 11.3K Oct 31, 2021 Common Stock 7.17K Direct F3, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares withheld by HP to satisfy tax withholding upon vesting of restricted stock units ("RSUs").
F2 The sales reported on this Form 4 were executed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 9/29/2020.
F3 Each RSU represents a contingent right to receive one share of HP common stock.
F4 On 10/29/2018, the reporting person was granted 13,032 RSUs, one-third of which vested annually over three years on each of 10/29/2019, 10/29/2020 and 10/20/2021. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 430 vested dividend equivalent rights.
F5 On 10/29/2020, the reporting person was granted 11,249 RSUs, one-third of which vests annually over three years on each of 10/29/2021, 10/29/2022 and 10/29/2023. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 103 vested dividend equivalent rights.
F6 On 10/31/2019, the reporting person was granted 20,150 RSUs, one-third of which vests annually over three years on each of 10/31/2020, 10/31/2021 and 10/31/2022. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 451 vested dividend equivalent rights.