Brian A. Kenney - Feb 2, 2022 Form 4 Insider Report for GATX CORP (GATX)

Signature
Lisa M. Ibarra, by Power of Attorney on behalf of Brian A. Kenney
Stock symbol
GATX
Transactions as of
Feb 2, 2022
Transactions value $
-$4,590,949
Form type
4
Date filed
2/4/2022, 04:58 PM
Previous filing
Feb 1, 2022
Next filing
Feb 15, 2022
This filing has been restated, see here for the amended filing

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GATX Common Stock Options Exercise $669K +17.1K +8.72% $39.19 213K Feb 2, 2022 Direct
transaction GATX Common Stock Options Exercise $4.96M +81K +38.05% $61.18 294K Feb 2, 2022 Direct
transaction GATX Common Stock Tax liability -$5.43M -52.3K -17.78% $103.90 242K Feb 2, 2022 Direct F1
transaction GATX Common Stock Tax liability -$4.78M -45.8K -18.96% $104.46 196K Feb 2, 2022 Direct F2
holding GATX Common Stock 401(k) 10.7K Feb 2, 2022 401(k) Plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GATX 2016 NQ Stock Option (Right to Buy) Options Exercise $0 -17.1K -100% $0.00* 0 Feb 2, 2022 Common Stock 17.1K $39.19 Direct
transaction GATX 2017 NQ Stock Option (Right to Buy) Options Exercise $0 -81K -100% $0.00* 0 Feb 2, 2022 Common Stock 81K $61.18 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the weighted average sale price. The highest price at which shares were sold was $104.2000 and the lowest price at which shares were sold was $103.2100.
F2 Represents the weighted average sale price. The highest price at which shares were sold was $105.0100 and the lowest price at which shares were sold was $104.2113.