James S. Cox - Nov 15, 2022 Form 4 Insider Report for Clearwater Analytics Holdings, Inc. (CWAN)

Role
Chief Financial Officer
Signature
/s/ Alphonse Valbrune, as Attorney-in-Fact, for Jim Cox
Stock symbol
CWAN
Transactions as of
Nov 15, 2022
Transactions value $
-$141,413
Form type
4
Date filed
11/16/2022, 03:51 PM
Previous filing
Nov 16, 2022
Next filing
Dec 15, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CWAN Class A Common Stock Options Exercise $44K +10K +559.91% $4.40* 11.8K Nov 15, 2022 Direct
transaction CWAN Class A Common Stock Sale -$185K -10K -84.85% $18.54 1.79K Nov 15, 2022 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CWAN Stock Option (Right to Buy) Options Exercise $0 -10K -2.81% $0.00 346K Nov 15, 2022 Class A Common Stock 10K $4.40 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 10, 2022.
F2 This transaction was executed in multiple trades at prices ranging from $18.20 USD to $18.75 USD; the price reported above reflects the weighted average sale price.
F3 Of the amount reported, options to purchase 205,020 of Class A Common Stock are vested and exercisable. Unvested options vest in two equal annual installments of 70,500 beginning on and including May 20, 2023.