Gayatri Raman - Dec 13, 2022 Form 4 Insider Report for Clearwater Analytics Holdings, Inc. (CWAN)

Role
President, Europe and Asia
Signature
/s/ Alphonse Valbrune, as Attorney-in-Fact, for Gayatri Raman
Stock symbol
CWAN
Transactions as of
Dec 13, 2022
Transactions value $
-$2,788,141
Form type
4
Date filed
12/14/2022, 04:47 PM
Previous filing
Nov 25, 2022
Next filing
Jan 4, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CWAN Class A Common Stock Options Exercise $123K +9.9K $12.40 9.9K Dec 13, 2022 Direct
transaction CWAN Class A Common Stock Options Exercise $345K +78.5K +793.4% $4.40* 88.4K Dec 13, 2022 Direct
transaction CWAN Class A Common Stock Options Exercise $524K +119K +134.61% $4.40* 207K Dec 13, 2022 Direct
transaction CWAN Class A Common Stock Sale -$181K -9.9K -4.77% $18.25 198K Dec 13, 2022 Direct F1
transaction CWAN Class A Common Stock Sale -$1.43M -78.5K -39.75% $18.26 119K Dec 13, 2022 Direct F2
transaction CWAN Class A Common Stock Sale -$2.17M -119K -100% $18.19 0 Dec 13, 2022 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CWAN Stock Option (Right to Buy) Options Exercise $0 -9.9K -13.19% $0.00 65.1K Dec 13, 2022 Class A Common Stock 9.9K $12.40 Direct F4
transaction CWAN Stock Option (Right to Buy) Options Exercise $0 -78.5K -30.27% $0.00 181K Dec 13, 2022 Class A Common Stock 78.5K $4.40 Direct F5
transaction CWAN Stock Option (Right to Buy) Options Exercise $0 -119K -49.67% $0.00 121K Dec 13, 2022 Class A Common Stock 119K $4.40 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was executed in multiple trades at prices ranging from $18.24 USD to $18.26 USD; the price reported above reflects the weighted average sale price.
F2 This transaction was executed in multiple trades at prices ranging from $18.21 USD to $18.44 USD; the price reported above reflects the weighted average sale price.
F3 This transaction was executed in multiple trades at prices ranging from $18.07 USD to $18.29 USD; the price reported above reflects the weighted average sale price.
F4 25% on January 1, 2022, 1/48th thereafter on last day of month for 3 years beginning on 08-Mar-2021
F5 Vests 148,500 share(s) on 02-Nov-2020, 60,300 share(s) on 05-Mar-2021, 60,300 share(s) on 01-Jan-2022, 60,300 share(s) on 01-Jan-2023, 60,300 share(s) on 01-Jan-2024, 60,300 share(s) on 01-Jan-2025
F6 Vests 99,000 share(s) on 02-Nov-2020, 40,200 share(s) on 16-Mar-2021, 40,200 share(s) on 16-Mar-2022, 40,200 share(s) on 16-Mar-2023, 40,200 share(s) on 16-Mar-2024, 40,200 share(s) on 16-Mar-2025