Roy T. Chen - Feb 3, 2023 Form 4 Insider Report for Sonendo, Inc. (SONX)

Signature
/s/ Roy T. Chen
Stock symbol
SONX
Transactions as of
Feb 3, 2023
Transactions value $
-$1,690
Form type
4
Date filed
2/7/2023, 11:54 AM
Previous filing
Dec 28, 2022
Next filing
Mar 16, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SONX Common Stock Sale -$1.69K -683 -0.61% $2.47 111K Feb 3, 2023 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares sold on behalf of the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs granted to the Reporting Person on 11/02/2021. The sale was made through a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.
F2 The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.40 to $2.51. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.