Robert C. Lyons - May 1, 2023 Form 4 Insider Report for GATX CORP (GATX)

Signature
Lisa M. Ibarra, by Power of Attorney on behalf of Robert C. Lyons
Stock symbol
GATX
Transactions as of
May 1, 2023
Transactions value $
-$1,096,183
Form type
4
Date filed
5/3/2023, 03:28 PM
Previous filing
Jan 30, 2023
Next filing
May 4, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GATX Common Stock Options Exercise $1.28M +21K +46.97% $61.18 65.7K May 1, 2023 Direct
transaction GATX Common Stock Sale -$1.71M -15.1K -22.99% $113.12 50.6K May 1, 2023 Direct F1
transaction GATX Common Stock Sale -$672K -5.89K -11.64% $114.01 44.7K May 1, 2023 Direct F2
holding GATX Common Stock 401(k) 2.96K May 1, 2023 401(k)

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GATX 2017 NQ Stock Option (Right to Buy) Options Exercise $0 -21K -100% $0.00* 0 May 1, 2023 Common Stock 21K $61.18 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the weighted average sale price. The highest price at which shares were sold was $113.7300 and the lowest price at which shares were sold was $112.7350. Information regarding the number of shares sold at each separate price will be made available from the reporting person upon request by the SEC, the issuer or its shareholders.
F2 Represents the weighted average sale price. The highest price at which shares were sold was $114.2350 and the lowest price at which shares were sold was $113.7400. Information regarding the number of shares sold at each separate price will be made available from the reporting person upon request by the SEC, the issuer or its shareholders.

Remarks:

Exhibit List: Exhibit 1 - Confirming Statement