R. Alexander Wynaendts - May 7, 2023 Form 4 Insider Report for Uber Technologies, Inc (UBER)

Role
Director
Signature
/s/ Carolyn Mo by Power of Attorney for Alexander Wynaendts
Stock symbol
UBER
Transactions as of
May 7, 2023
Transactions value $
-$35,410
Form type
4
Date filed
5/9/2023, 08:06 PM
Previous filing
May 20, 2022
Next filing
May 7, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UBER Common Stock Options Exercise +8.4K +158.44% 13.7K May 7, 2023 Direct F1
transaction UBER Common Stock Tax liability -$35.4K -938 -6.84% $37.75 12.8K May 7, 2023 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UBER Restricted Stock Units Options Exercise $0 -8.4K -100% $0.00* 0 May 7, 2023 Common Stock 8.4K Direct F1, F3
transaction UBER Restricted Stock Units Award $0 +8.85K $0.00 8.85K May 8, 2023 Common Stock 8.85K Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units convert into common stock on a one-for-one basis.
F2 Shares withheld to satisfy tax liability upon vesting of restricted stock units on May 7, 2023.
F3 The reporting person was granted 8,402 restricted stock units (RSUs) on May 18, 2022. The RSUs vested on May 7, 2023, the date immediately preceding the date of the 2023 annual meeting of the stockholders of the Issuer. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
F4 The reporting person was granted 8,850 restricted stock units (RSUs) on May 8, 2023 pursuant to Uber's 2019 Equity Incentive Plan. The RSUs are scheduled to vest on the date immediately preceding the date of the 2024 annual meeting of the stockholders of the Issuer, subject to earlier vesting in certain circumstances. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.