John A. Thain - May 7, 2023 Form 4 Insider Report for Uber Technologies, Inc (UBER)

Role: Director
Signature: /s/ Carolyn Mo by Power of Attorney for John A. Thain
Stock symbol: UBER
Transactions as of: May 7, 2023
Transactions value $: $0
Form type: 4
Date filed: 5/9/2023, 08:08 PM
Previous filing: Apr 12, 2023
Next filing: Jul 12, 2023

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	UBER	Common Stock	Options Exercise		+691	+0.44%		158K	Apr 16, 2023	Direct	F1, F2
transaction	UBER	Common Stock	Options Exercise		+8.4K	+5.33%		166K	May 7, 2023	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	UBER	Restricted Stock Units	Options Exercise	$0	-691	-100%	$0.00^*	0	Apr 16, 2023	Common Stock	691		Direct	F1, F2
transaction	UBER	Restricted Stock Units	Options Exercise	$0	-8.4K	-100%	$0.00^*	0	May 7, 2023	Common Stock	8.4K		Direct	F1, F3
transaction	UBER	Restricted Stock Units	Award	$0	+8.85K		$0.00	8.85K	May 8, 2023	Common Stock	8.85K		Direct	F1, F4

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Restricted stock units convert into common stock on a one-for-one basis.
F2	The reporting person was granted 691 restricted stock units (RSUs) on April 10, 2023 pursuant to the Uber Technologies, Inc. RSU Conversion and Deferral Program for Directors. The RSUs were 100% vested as of the date of grant and become payable in cash or common stock on a one-for-one basis at the election of the Issuer on April 16, 2023. This transaction was inadvertently omitted from the reporting person's previous Form 4 filings.
F3	The reporting person was granted 8,402 restricted stock units (RSUs) on May 18, 2022. The RSUs vested on May 7, 2023, the date immediately preceding the date of the 2023 annual meeting of the stockholders of the Issuer. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
F4	The reporting person was granted 8,850 restricted stock units (RSUs) on May 8, 2023 pursuant to Uber's 2019 Equity Incentive Plan. The RSUs are scheduled to vest on the date immediately preceding the date of the 2024 annual meeting of the stockholders of the Issuer, subject to earlier vesting in certain circumstances. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.