Collawn Patricia K - Nov 10, 2023 Form 4/A - Amendment Insider Report for PNM RESOURCES INC (PNM)

Role
CHAIRMAN AND CEO, Director
Signature
/s/ Angela L. Pino, POA for Patricia K. Collawn
Stock symbol
PNM
Transactions as of
Nov 10, 2023
Transactions value $
$0
Form type
4/A - Amendment
Date filed
12/1/2023, 06:00 PM
Date Of Original Report
Nov 14, 2023
Previous filing
Aug 29, 2023
Next filing
Dec 7, 2023

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PNM Phantom Stock Shares Award $0 +808 +0.9% $0.00 90.3K Nov 10, 2023 Common Stock 808 PNM Common Stock Fund - PNM Resources Executive Savings Plan II F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The security converts to common stock on a one-for-one basis.
F2 Reflects the amount of phantom stock shares acquired under the PNM Resources, Inc. Executive Savings Plan II through notional dividend reinvestment on the cash dividend payment date of November 10, 2023. As previously disclosed in footnote (2) to the reporting person's Form 4 filed on November 14, 2023, the reporting person was unable to provide the number of phantom stock shares acquired due to a delay in the receipt of information required to calculate such number from the third party administrator. Such information was received by the Issuer on November 29, 2023.
F3 The phantom stock shares were acquired under the PNM Resources, Inc. Executive Savings Plan II, and will settle upon the Reporting Person's retirement or other termination of service.