Mary E. Gross - Jan 25, 2024 Form 4 Insider Report for UNITY BANCORP INC /NJ/ (UNTY)

Role
Director
Signature
Mary E. Gross, POA Jason Murray, Accounting Operations Supervisor/AVP
Stock symbol
UNTY
Transactions as of
Jan 25, 2024
Transactions value $
-$1,213
Form type
4
Date filed
1/29/2024, 02:04 PM
Previous filing
Jan 25, 2024
Next filing
Jan 31, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UNTY Common Stock Options Exercise $1.88K +100 +0.62% $18.77 16.2K Jan 25, 2024 Direct
transaction UNTY Common Stock Sale -$3K -100 -0.62% $30.00 16.1K Jan 25, 2024 Direct
transaction UNTY Common Restricted Options Exercise $150 +8 +0.05% $18.77 16.1K Jan 26, 2024 Direct
transaction UNTY Common Restricted Sale -$240 -8 -0.05% $30.00 16.1K Jan 26, 2024 Direct F1
holding UNTY Restricted Stock 5.25K Jan 25, 2024 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UNTY Stock Option (Right to Buy) Options Exercise $0 -100 -0.89% $0.00 11.2K Jan 25, 2024 Common Stock 100 $18.77 Direct F3
transaction UNTY Stock Option (Right to Buy) Options Exercise $0 -8 -0.07% $0.00 11.1K Jan 26, 2024 Common Stock 8 $18.77 Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 17,176 shares consisting of 16,087 shares held in an account at Shareworks, and 1,089 shares are held in a brokerage account
F2 5,250 shares are held in an account at Computershare, which have upcoming vesting dates.
F3 Vested 1,000 share(s) on 21-Dec-2019, 1,000 share(s) on 21-Dec-2020, 1,000 share(s) on 21-Dec-2021.
F4 11,144 stock options were granted under various dates and vesting periods of which all are currently exercisable.

Remarks:

Total Beneficial Ownership: 33,570