OnePrime Capital, LLC - Jun 22, 2021 Form 3 Insider Report for Sprinklr, Inc. (CXM)

Role
10%+ Owner
Signature
/s/ ONEPRIME CAPITAL LLC By: Raj L. Gollamudi, Member
Stock symbol
CXM
Transactions as of
Jun 22, 2021
Transactions value $
$0
Form type
3
Date filed
6/22/2021, 08:18 PM

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding CXM Class B Common Stock Jun 22, 2021 Class A Common Stock 3.45M See Footnote F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares of Class B Common Stock are convertible into shares of Class A Common Stock on a one-for-one basis at any time at the holder's election, without payment of additional consideration. Such shares have no expiration date.
F2 This statement relates to securities held for the accounts of private investment funds for which OnePrime Capital LLC ("OnePrime") serves as the investment manager and Mogyx Investment Fund Manager, LLC ("Mogyx") serves as the managing member. Mr. Yi and Mr. Gollamudi are the principal control persons of OnePrime and Mogyx. In such capacities, OnePrime, Mogyx, Mr. Yi and Mr. Gollamudi (the "Reporting Persons") may be deemed to have voting and dispositive power over securities held for the private investment funds. Each of the Reporting Persons disclaims beneficial ownership of such securities, except to the extent of its or his pecuniary interest therein, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.