Sven-Olof Lindblad - Aug 8, 2021 Form 4 Insider Report for LINDBLAD EXPEDITIONS HOLDINGS, INC. (LIND)

Signature
/s/ John J. Wolfel, Attorney-in-Fact for Sven-Olof Lindblad
Stock symbol
LIND
Transactions as of
Aug 8, 2021
Transactions value $
$0
Form type
4
Date filed
8/10/2021, 04:28 PM
Next filing
Nov 4, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LIND Restricted Stock Units Award $0 +5.66K +0.04% $0.00 12.7M Aug 8, 2021 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LIND Restricted Stock Units Options Exercise $0 +8.44K +844200% $0.00 8.44K Mar 29, 2021 Common Stock 8.44K Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents award of restricted stock units vesting annually on March 31, 2022, 2023 and 2024, subject to continued service.
F2 The restricted stock units vest in three annual installments beginning March 29, 2020, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date.
F3 Restricted stock units granted under the Long-Term Incentive Plan. The restricted stock units vest, subject to the Reporting Person's continued service with the Company on the vesting date.