Keith Breinlinger - Sep 14, 2021 Form 4 Insider Report for Berkeley Lights, Inc. (BLI)

Role
Chief Technical Officer
Signature
/s/ Stuart L. Merkadeau, Attorney-in-fact for Keith Breinlinger
Stock symbol
BLI
Transactions as of
Sep 14, 2021
Transactions value $
-$122,694
Form type
4
Date filed
9/16/2021, 05:29 PM
Previous filing
Sep 2, 2021
Next filing
Nov 24, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BLI Common Stock Options Exercise $8.4K +4K +18.07% $2.10* 26.1K Sep 14, 2021 Direct F1
transaction BLI Common Stock Options Exercise $2.04K +17K +65.03% $0.12* 43.1K Sep 14, 2021 Direct
transaction BLI Common Stock Sale -$95.6K -2.89K -6.71% $33.05* 40.2K Sep 14, 2021 Direct F2, F3
transaction BLI Common Stock Sale -$37.5K -1.11K -2.75% $33.89* 39.1K Sep 14, 2021 Direct F2, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BLI Stock Option (Right to Buy) Options Exercise $0 +4K +5.8% $0.00 73K Sep 14, 2021 Common Stock 4K $2.10 Direct F5
transaction BLI Stock Option (Right to Buy) Options Exercise $0 +17K +154.55% $0.00 28K Sep 14, 2021 Common Stock 17K $0.12 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 414 shares purchased pursuant to the Berkeley Lights, Inc. (the "Company") employee stock purchase plan.
F2 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
F3 The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $32.61 to $33.59. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4 The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $33.64 to $34.28. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F5 The stock option is partially vested and will vest with respect to the remainder of the shares in equal monthly installments until fully vested on November 2, 2021.
F6 The stock option is currently exerciseable.