Neil J. Hennessy - Sep 18, 2021 Form 4 Insider Report for HENNESSY ADVISORS INC (HNNA)

Role
CEO, Director, 10%+ Owner
Signature
/s/ Peter D. Fetzer, Attorney-in-Fact for Neil J. Hennessy
Stock symbol
HNNA
Transactions as of
Sep 18, 2021
Transactions value $
$0
Form type
4
Date filed
9/20/2021, 04:46 PM
Previous filing
Sep 14, 2021
Next filing
Oct 1, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HNNA Common Stock Award $0 +15.8K +0.76% $0.00 2.08M Sep 18, 2021 Direct F1
holding HNNA Common Stock 25.3K Sep 18, 2021 By spouse
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 15,750 shares underlying restricted stock units that will vest 25% per year beginning on September 18, 2022.