Neil J. Hennessy - Sep 18, 2021 Form 4 Insider Report for HENNESSY ADVISORS INC (HNNA)

Role
CEO, Director, 10%+ Owner
Signature
/s/ Peter D. Fetzer, Attorney-in-Fact for Neil J. Hennessy
Stock symbol
HNNA
Transactions as of
Sep 18, 2021
Transactions value $
-$19,515
Form type
4
Date filed
9/21/2021, 05:40 PM
Previous filing
Sep 14, 2021
Next filing
Oct 1, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HNNA Common Stock Tax liability -$19.5K -1.95K -0.09% $10.00 2.07M Sep 18, 2021 Direct F1
holding HNNA Common Stock 25.3K Sep 18, 2021 By spouse
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares withheld for payment of taxes incident to the vesting of restricted shares.