Jeffrey J. Childs - Sep 22, 2021 Form 4 Insider Report for Ulta Beauty, Inc. (ULTA)

Role
Chief Human Resources Officer
Signature
/s/ Jodi J. Caro, as attorney-in-fact for Jeffrey J. Childs
Stock symbol
ULTA
Transactions as of
Sep 22, 2021
Transactions value $
-$1,199,668
Form type
4
Date filed
9/23/2021, 04:20 PM
Previous filing
Jun 7, 2021
Next filing
Mar 17, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ULTA Common Stock Options Exercise $131K +868 +16.07% $151.20 6.27K Sep 22, 2021 Direct
transaction ULTA Common Stock Options Exercise $1.05M +3.74K +59.71% $281.53 10K Sep 22, 2021 Direct
transaction ULTA Common Stock Options Exercise $835K +4.09K +40.81% $204.27 14.1K Sep 22, 2021 Direct
transaction ULTA Common Stock Sale -$3.02M -8.15K -57.78% $370.07 5.95K Sep 22, 2021 Direct F1
transaction ULTA Common Stock Sale -$205K -551 -9.26% $371.17 5.4K Sep 22, 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ULTA Stock Option (right to buy) Options Exercise $0 -868 -100% $0.00* 0 Sep 22, 2021 Common Stock 868 $151.20 Direct F3
transaction ULTA Stock Option (right to buy) Options Exercise $0 -3.74K -100% $0.00* 0 Sep 22, 2021 Common Stock 3.74K $281.53 Direct F4
transaction ULTA Stock Option (right to buy) Options Exercise $0 -4.09K -74.99% $0.00 1.36K Sep 22, 2021 Common Stock 4.09K $204.27 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. The prices actually received ranged from $369.87 to $370.79. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.
F2 The price reported in Column 4 is a weighted average price. The prices actually received ranged from $371.02 to $371.78. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.
F3 The options vested 25% on March 15, 2016 and each anniversary date thereafter.
F4 The options vested 25% on March 15, 2018 and each anniversary date thereafter.
F5 The options, representing a right to purchase a total of 5,450 shares of common stock, vesting in 25% annual increments beginning on 3/15/2019 and on each anniversary thereafter through 3/15/2022.