Michael W. Altschaefl - Nov 24, 2021 Form 4 Insider Report for ORION ENERGY SYSTEMS, INC. (OESX)

Role
CEO and Board Chair, Director
Signature
/s/ Steven R. Barth, Attorney-in-Fact for Michael W. Altschaefl
Stock symbol
OESX
Transactions as of
Nov 24, 2021
Transactions value $
$54,104
Form type
4
Date filed
11/29/2021, 09:39 AM
Previous filing
Jun 7, 2021
Next filing
Sep 16, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OESX Common Stock Purchase $36.3K +10K +1.22% $3.63 830K Nov 24, 2021 Direct F1
transaction OESX Common Stock Purchase $17.8K +5K +0.6% $3.56 835K Nov 26, 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding OESX Stock Options (right to buy) 26.6K Nov 24, 2021 Common Stock 26.6K $2.03 Direct F3
holding OESX Stock Options (right to buy) 36.6K Nov 24, 2021 Common Stock 36.6K $2.41 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. The prices actually received ranged from $3.60 to $3.63. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.
F2 The price reported in Column 4 is a weighted average price. The prices actually received ranged from $3.56 to $3.57. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.
F3 Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted June 12, 2012, vested and became exercisable in three equal installments on June 12, 2013, 2014 and 2015, respectively.
F4 Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted May 28, 2013, vested and became exercisable in three equal installments on December 31, 2013, 2014 and 2015, respectively.