Paul V. Richard - Jan 4, 2022 Form 4 Insider Report for PEABODY ENERGY CORP (BTU)

Role
Former SVP & Chief HR Officer
Signature
/s/ Eric R. Waller, Attorney-in-fact
Stock symbol
BTU
Transactions as of
Jan 4, 2022
Transactions value $
-$197,726
Form type
4
Date filed
1/6/2022, 04:17 PM
Previous filing
Jan 4, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BTU Common Stock Tax liability -$66.2K -5.89K -16.19% $11.24 30.5K Jan 4, 2022 Direct F1
transaction BTU Common Stock Sale -$132K -11.2K -36.73% $11.74 19.3K Jan 5, 2022 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Paul V. Richard is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 The shares of Common Stock were withheld to satisfy the tax withholding obligation applicable to the vesting of 12,675 restricted stock units on January 4, 2022.
F2 The shares of Common Stock were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 9/17/21, and amended 10/29/21. The weighted average price for this transaction is reported in the form. Full information regarding the number of shares at each price is available upon request.