Liu Curtis - Feb 17, 2022 Form 4 Insider Report for Amplitude, Inc. (AMPL)

Signature
/s/ Elizabeth Fisher, as Attorney-in-Fact for Curtis Liu
Stock symbol
AMPL
Transactions as of
Feb 17, 2022
Transactions value $
$393,299
Form type
4
Date filed
2/23/2022, 05:14 PM
Previous filing
Sep 30, 2021
Next filing
Feb 3, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMPL Class A Common Stock Options Exercise $293K +70K +88.35% $4.19 149K Feb 17, 2022 By Trust F1
transaction AMPL Class A Common Stock Options Exercise $100K +23.9K $4.19 23.9K Feb 17, 2022 Direct
transaction AMPL Class A Common Stock Conversion of derivative security $0 -70K -46.91% $0.00 79.2K Feb 17, 2022 By Trust F1, F2
transaction AMPL Class A Common Stock Conversion of derivative security $0 -23.9K -100% $0.00* 0 Feb 17, 2022 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AMPL Stock Option (Right to Buy) Options Exercise $0 -70K -11.96% $0.00 516K Feb 17, 2022 Class A Common Stock 70K $4.19 By Trust F1, F3
transaction AMPL Stock Option (Right to Buy) Options Exercise $0 -23.9K -28.48% $0.00 59.9K Feb 17, 2022 Class A Common Stock 23.9K $4.19 Direct F4
transaction AMPL Class B Common Stock Conversion of derivative security $0 +70K +0.96% $0.00 7.33M Feb 17, 2022 Class A Common Stock 70K By Trust F1, F2, F5, F6
transaction AMPL Class B Common Stock Conversion of derivative security $0 +23.9K $0.00* 0 Feb 17, 2022 Class A Common Stock 23.9K Direct F2, F5, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Securities held by a trust over which the Reporting Person exercises voting and dispositive control.
F2 Represents the conversion of Class A Common Stock into the Issuer's Class B Common Stock effected pursuant to an amendment to the Issuer's Amended and Restated 2014 Stock Option and Grant Plan, which gave holders a one-time right to exchange such shares of Class A Common Stock for an equal number of shares of Class B Common Stock.
F3 The option is early exercisable. 1/24th of the shares subject to the option vest on each monthly anniversary measured from September 21, 2021 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested on the second anniversary of the Vesting Commencement Date.
F4 1/48th of the shares subject to the option vest on each monthly anniversary measured from January 1, 2021 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date.
F5 The Class B Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis. The Class B Common Stock will convert automatically into shares of the Issuer's Class A Common Stock on a one-to-one basis upon the earlier of (a) any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions, (b) the death or incapacity of the holder, (c) the date that is six months following the date on which the holder is no longer an employee or director of the Issuer (unless such holder has rejoined the Issuer during such six- month period) or (d) the date that is six months following the date on which none of the Issuer's founders is an employee or director of the Issuer (unless a founder has rejoined the Issuer during such six-month period).
F6 Reflects the transfer of 23,866 shares by the Reporting Person to his trust.