Douglas A. Neis - Feb 19, 2022 Form 4/A - Amendment Insider Report for MARCUS CORP (MCS)

Role
CFO and Treasurer
Signature
/s/ Steven R. Barth, Attorney-in-Fact for Douglas A. Neis
Stock symbol
MCS
Transactions as of
Feb 19, 2022
Transactions value $
-$59,472
Form type
4/A - Amendment
Date filed
3/1/2022, 07:33 PM
Date Of Original Report
Feb 23, 2022
Next filing
Mar 31, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MCS Common Stock Tax liability -$22.9K -1.26K -2.36% $18.18 52.1K Feb 19, 2022 Direct F1
transaction MCS Common Stock Tax liability -$22.1K -1.22K -2.34% $18.18 50.9K Feb 21, 2022 Direct F1
transaction MCS Common Stock Tax liability -$14.4K -800 -1.57% $18.05 50.1K Feb 22, 2022 Direct F1
holding MCS Common Stock 34K Feb 19, 2022 by Neis Revocable Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding MCS Stock Option (right to buy) (granted 7/29/14) 16.4K Feb 19, 2022 Common Stock 16.4K $18.34 Direct F2
holding MCS Stock Option (right to buy) (granted 7/28/15) 17.4K Feb 19, 2022 Common Stock 17.4K $20.26 Direct F2
holding MCS Stock Option (right to buy) (granted 3/1/16) 11.2K Feb 19, 2022 Common Stock 11.2K $18.68 Direct F2
holding MCS Stock Option (right to buy) (granted 2/28/17) 16.5K Feb 19, 2022 Common Stock 16.5K $31.20 Direct F2
holding MCS Stock Option (right to buy) (granted 2/27/18) 23.5K Feb 19, 2022 Common Stock 23.5K $27.00 Direct F3
holding MCS Stock Option (right to buy) (granted 2/26/19) 21.9K Feb 19, 2022 Common Stock 21.9K $41.90 Direct F3
holding MCS Stock Option (right to buy) (granted 2/25/20) 36.4K Feb 19, 2022 Common Stock 36.4K $28.88 Direct F3
holding MCS Stock Option (right to buy) (granted 5/8/20) 20K Feb 19, 2022 Common Stock 20K $12.71 Direct F3
holding MCS Stock Option (right to buy)(granted 3/9/21) 45.2K Feb 19, 2022 Common Stock 45.2K $21.84 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This amendment is being filed to correct the transactions reported on a Form 4 filed on February 23, 2022. The Form 4 incorrectly indicated that the withholdings were disposed from the reporting person's trust account, rather than his direct holdings.
F2 The options originally granted vest and become exercisable as follows: 40% after 2nd anniversary of the date of grant; 60% after 3rd anniversary; 80% after 4th anniversary; and 100% after 5 years.
F3 The options originally granted vest and become exercisable as follows: 50% after 2nd anniversary of the date of grant; 75% after 3rd anniversary; and 100% after 4 years.