David Goodman - Nov 16, 2021 Form 4 Insider Report for LINDBLAD EXPEDITIONS HOLDINGS, INC. (LIND)

Role
Chief Commercial and Marketing
Signature
/s/ John J. Wolfel, Attorney-in-Fact for David Goodman
Stock symbol
LIND
Transactions as of
Nov 16, 2021
Transactions value $
$0
Form type
4
Date filed
4/4/2022, 05:24 PM

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LIND Common Stock Award $0 +16.4K +14.59% $0.00 129K Nov 16, 2021 Direct F1
transaction LIND Common Stock Award $0 +14.1K +10.93% $0.00 143K Mar 31, 2022 Direct F2
transaction LIND Common Stock Award $0 +14.1K +9.86% $0.00 157K Mar 31, 2022 Direct F3
transaction LIND Common Stock Tax liability $0 -1.5K -0.95% $0.00 156K Mar 31, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding LIND Stock Options 310K Nov 16, 2021 Common Stock 310K $10.84 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents award of restricted stock units vesting annually on December 21, 2022, 2023, and 2024; subject to continued service.
F2 Represents award of restricted stock units vesting annually on March 31, 2023, 2024 and 2025, subject to continued service.
F3 Represents market based equity incentive awards subject to forfeiture and vesting.
F4 Grant of options to purchase shares of the Company's common stock that will vest in four equal annual installments beginning on November 9, 2021, subject to the Reporting Person's continued employment by the Company on such dates.