Daniel B. Steadman - Sep 18, 2022 Form 4 Insider Report for HENNESSY ADVISORS INC (HNNA)

Role
Executive Vice President, Director
Signature
/s/ Peter D. Fetzer, Attorney-in-Fact for Daniel B. Steadman
Stock symbol
HNNA
Transactions as of
Sep 18, 2022
Transactions value $
-$11,664
Form type
4
Date filed
9/20/2022, 07:25 PM
Previous filing
Sep 14, 2022
Next filing
Dec 15, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HNNA Common Stock Award $0 +7.5K +18.08% $0.00 49K Sep 18, 2022 Direct F1
transaction HNNA Common Stock Tax liability -$11.7K -1.3K -2.65% $9.00 47.7K Sep 18, 2022 Direct
holding HNNA Common Stock 1K Sep 18, 2022 By Child
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 7,500 shares underlying restricted stock units that will vest 25% per year beginning on September 18, 2023.