Neil J. Hennessy - Sep 18, 2022 Form 4 Insider Report for HENNESSY ADVISORS INC (HNNA)

Role
CEO, Director, 10%+ Owner
Signature
/s/ Peter D. Fetzer, Attorney-in-Fact for Neil J. Hennessy
Stock symbol
HNNA
Transactions as of
Sep 18, 2022
Transactions value $
-$35,127
Form type
4
Date filed
9/20/2022, 07:30 PM
Previous filing
Sep 14, 2022
Next filing
Dec 27, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HNNA Common Stock Award $0 +15.8K +0.78% $0.00 2.04M Sep 18, 2022 Direct F1
transaction HNNA Common Stock Tax liability -$35.1K -3.9K -0.19% $9.00 2.04M Sep 18, 2022 Direct
holding HNNA Common Stock 25.3K Sep 18, 2022 By spouse
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 15,750 shares underlying restricted stock units that will vest 25% per year beginning on September 18, 2023.