Penny Herscher - Oct 3, 2022 Form 4 Insider Report for SMART Global Holdings, Inc. (SGH)

Role
Director
Signature
/s/ Anne Kuykendall as attorney-in-fact for Penny Herscher
Stock symbol
SGH
Transactions as of
Oct 3, 2022
Transactions value $
-$34,733
Form type
4
Date filed
10/5/2022, 08:37 PM
Previous filing
Sep 29, 2022
Next filing
Nov 16, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SGH Ordinary Shares Sale -$34.7K -2.16K -28.22% $16.11 5.48K Oct 3, 2022 Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The transactions reported herein were effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person.
F2 This amount includes 2,248 shares of a restricted stock unit award scheduled to vest on January 31, 2023.
F3 On February 1, 2022, the Issuer paid a share dividend of one (1) ordinary share for every one (1) ordinary share owned to shareholders of record as of January 25, 2022. The numbers in this Form 4 have been adjusted for the share dividend, which was exempt from Section 16 of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16a-9 thereunder.