Craig Perry - Dec 30, 2022 Form 3 Insider Report for ALPINE SUMMIT ENERGY PARTNERS, INC. (ALPSQ)

Role
Chairman & CEO, Director, 10%+ Owner
Signature
/s/ Reagan Brown as attorney-in-fact for Craig Perry
Stock symbol
ALPSQ
Transactions as of
Dec 30, 2022
Transactions value $
$0
Form type
3
Date filed
12/30/2022, 06:55 PM
Next filing
Jun 1, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding ALPSQ Class A Subordinate Voting Shares 161K Dec 30, 2022 Direct
holding ALPSQ Class A Subordinate Voting Shares 750K Dec 30, 2022 Held by The Vila Monte Irrevocable Trust F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding ALPSQ Employee Stock Option (Right to Buy) Dec 30, 2022 Class A Subordinate Voting Shares 1.62M $3.56 Direct F2
holding ALPSQ Class B Non-Voting Units Dec 30, 2022 Class A Subordinate Voting Shares 517K $0.00 Direct F3
holding ALPSQ Class C Proportionate Voting Shares Dec 30, 2022 Class A Subordinate Voting Shares 15.9K $0.00 Direct F4
holding ALPSQ Class B Non-Voting Units Dec 30, 2022 Class A Subordinate Voting Shares 15.4M $0.00 Held by HB2 Energy, Inc. F3, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person's spouse is the trustee and a beneficiary of The Vila Monte Irrevocable Trust
F2 The options were granted on December 14, 2021, and vest as follows: 1,000,000 on December 14, 2021; 207,074 on each of December 14, 2022, and December 14, 2023; and 207,075 on December 14, 2024.
F3 Represents Class B non-voting units of HB2 Origination, LLC, which are exchangeable at the option of the reporting person for Class A subordinate voting shares of the Issuer on a one-for-one basis.
F4 Represents 15,947.292 Class C proportionate voting shares. Each Class C proportionate voting share entitles the holder to vote the equivalent of 1,000 Class A subordinate voting shares and automatically convert into Class A subordinate voting shares of the Issuer on a 1:1 basis upon the occurrence of certain events. The Class C proportionate voting shares are not convertible at the election of the holder and may only be transferred with the consent of the board of directors.
F5 The reporting person is the 100% owner of HB2 Energy, Inc.

Remarks:

Exhibit 24.1 Power of Attorney