Stephen T. Boswell - Sep 16, 2021 Form 4 Insider Report for ConnectOne Bancorp, Inc. (CNOB)

Role
Director
Signature
/s/ Laura Criscione, POA
Stock symbol
CNOB
Transactions as of
Sep 16, 2021
Transactions value $
$149,552
Form type
4
Date filed
9/20/2021, 09:51 AM
Previous filing
Jun 16, 2021
Next filing
Feb 22, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CNOB Common Stock Purchase $150K +5.2K +11.52% $28.76 50.3K Sep 16, 2021 Direct F1
transaction CNOB Common Stock Gift $0 -4.5K -8.94% $0.00 45.8K Sep 16, 2021 Direct F2
holding CNOB Common Stock 236K Sep 16, 2021 See Footnote 4 F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Also includes 123.182 Shares acquired through the Company's Dividend Reinvestment & Optional Cash Purchase Plan.
F2 This transaction reflects a charitable gift of 4,500 shares of Common Stock.
F3 Also includes 920.031 Shares acquired through the Company's Dividend Reinvestment & Optional Cash Purchase Plan.
F4 Held by an irrevocable trust for benefit of his spouse and descendants(of which the reporting person's spouse, adult daughter and unrelated third person are trustees)