Frank Sorrentino III - Mar 21, 2022 Form 4 Insider Report for ConnectOne Bancorp, Inc. (CNOB)

Role
Chairman, President & CEO, Director
Signature
/s/ Laura Criscione, POA
Stock symbol
CNOB
Transactions as of
Mar 21, 2022
Transactions value $
-$1,147,061
Form type
4
Date filed
4/5/2022, 03:57 PM
Previous filing
Nov 3, 2021
Next filing
Mar 28, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CNOB Common Stock Tax liability -$160K -4.91K -0.65% $32.53 755K Mar 21, 2022 Direct F1
transaction CNOB Common Stock Tax liability -$374K -11.5K -1.52% $32.53 744K Mar 21, 2022 Direct F2
transaction CNOB Common Stock Tax liability -$131K -4.09K -0.55% $32.04 739K Mar 23, 2022 Direct F3
transaction CNOB Common Stock Award $0 +24.5K +3.32% $0.00 764K Mar 25, 2022 Direct F4
transaction CNOB Common Stock Tax liability -$483K -14.7K -1.93% $32.80 749K Mar 25, 2022 Direct F5
transaction CNOB Common Stock Award $0 +22.6K +3.02% $0.00 772K Mar 25, 2022 Direct F6
holding CNOB Common Stock 416 Mar 21, 2022 IRA for spouse
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects the tax withholding on March 21, 2022 with respect to shares vested on March 19, 2022, pursuant to a grant of restricted stock units on March 19, 2019.
F2 Reflects tax withholding on March 21, 2022 with respect to shares vested on March 20, 2022 pursuant to a grant of restricted stock units on March 20, 2020.
F3 Reflects tax withholding on March 23, 2022 with respect to shares vested on March 23, 2022 pursuant to a grant of restricted stock units on March 23, 2021.
F4 Shares acquired pursuant to earned performance units granted on March 19, 2019.
F5 Reflects tax withholding of shares acquired pursuant to performance units reported above.
F6 Represents a grant of restricted stock units subject to forfeiture, vesting over a three-year period, with 1/3 vesting on 3/25/23, 1/3 vesting on 3/25/24, and the final 1/3 vesting on 3/25/25.