William Thompson - Jan 31, 2023 Form 4 Insider Report for ConnectOne Bancorp, Inc. (CNOB)

Role
Director
Signature
/s/ Laura Criscione, POA
Stock symbol
CNOB
Transactions as of
Jan 31, 2023
Transactions value $
$37,560
Form type
4
Date filed
2/1/2023, 10:24 AM
Previous filing
Nov 18, 2022
Next filing
Feb 13, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CNOB Common Stock Options Exercise $37.6K +3K +3.24% $12.52 95.6K Jan 31, 2023 Direct F1
holding CNOB Common Stock 8.48K Jan 31, 2023 By Spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CNOB Stock Option Options Exercise $0 -3K -100% $0.00* 0 Jan 31, 2023 Common Stock 3K $12.52 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Also includes 76.0748 shares acquired through the Company's Dividend Reinvestment & Optional Cash Purchase Plan
F2 The option became exercisable in four equal annual installments on March 1, 2014, 2015, 2016, and 2017