Michael O'Malley - Mar 20, 2023 Form 4 Insider Report for ConnectOne Bancorp, Inc. (CNOB)

Role
EVP & Chief Risk Officer
Signature
/s/ Laura Criscione, POA
Stock symbol
CNOB
Transactions as of
Mar 20, 2023
Transactions value $
-$8,406
Form type
4
Date filed
3/29/2023, 10:22 AM
Previous filing
Apr 5, 2022
Next filing
Mar 22, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CNOB Common Stock Award $0 +5.39K +192.36% $0.00 8.19K Mar 20, 2023 Direct F1
transaction CNOB Common Stock Tax liability -$8.41K -467 -5.7% $18.00 7.72K Mar 27, 2023 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents a grant of deferred stock units subject to forfeiture, vesting over a three-year period, with 1/3 vesting on 3/20/24, 1/3 vesting on 3/20/25, and the final 1/3 vesting on 3/20/26.
F2 Reflects tax withholding on March 27, 2023 with respect to shares vested on March 25, 2023 pursuant to a grant of deferred stock units on March 25, 2022.