Frank Sorrentino III - Mar 20, 2024 Form 4 Insider Report for ConnectOne Bancorp, Inc. (CNOB)

Role
Chairman & CEO, Director
Signature
/s/ Laura Criscione, POA
Stock symbol
CNOB
Transactions as of
Mar 20, 2024
Transactions value $
-$473,028
Form type
4
Date filed
3/22/2024, 04:43 PM
Previous filing
Mar 28, 2023
Next filing
Mar 26, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CNOB Common Stock Tax liability -$193K -9.88K -1.76% $19.57 551K Mar 20, 2024 Direct F1
transaction CNOB Common Stock Award $0 +24.5K +4.45% $0.00 575K Mar 22, 2024 Direct F2
transaction CNOB Common Stock Tax liability -$280K -14.7K -2.56% $19.01 560K Mar 22, 2024 Direct F3
holding CNOB Common Stock 416 Mar 20, 2024 IRA for spouse
holding CNOB Common Stock 264K Mar 20, 2024 See Footnote 4 F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects tax withholding on March 20, 2024 with respect to shares vested on March 20, 2024 pursuant to a grant of deferred stock units on March 20, 2023.
F2 Shares acquired pursuant to earned performance units granted on March 22, 2021.
F3 Reflects tax withholding of shares acquired pursuant to performance units reported in the immediately preceding line
F4 These shares were previously reported as directly beneficially owned ,but were contributed to a trust for the benefit of the reporting persons spouse, with the spouse of the reporting person as trustee.