Laura Criscione - Mar 22, 2024 Form 4 Insider Report for ConnectOne Bancorp, Inc. (CNOB)

Role
EVP & Chief Compliance Officer
Signature
/s/ Laura Criscione
Stock symbol
CNOB
Transactions as of
Mar 22, 2024
Transactions value $
-$16,754
Form type
4
Date filed
3/26/2024, 03:49 PM
Previous filing
Mar 22, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CNOB Common Stock Award $0 +3.36K +3.46% $0.00 100K Mar 22, 2024 Direct F1
transaction CNOB Common Stock Tax liability -$8.52K -448 -0.45% $19.01 100K Mar 23, 2024 Direct F2
transaction CNOB Common Stock Tax liability -$8.24K -434 -0.43% $18.98 99.6K Mar 25, 2024 Direct F3
holding CNOB Common Stock 780 Mar 22, 2024 As custodian for daughter
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents a grant of deferred stock units subject to forfeiture, vesting over a three-year period, with 1/3 vesting on 3/22/25, 1/3 vesting on 3/22/26, and the final 1/3 vesting on 3/22/27.
F2 Reflects tax withholding with respect to shares vested on March 23, 2024 pursuant to a grant of deferred stock units on March 23, 2021. In light of the vesting date occurring on a Saturday, the price of the shares were calculated based on the closing price on March 22, 2024, the immediately preceding business day.
F3 Reflects tax withholding on March 25, 2024 with respect to shares vested on March 25, 2024 pursuant to a grant of deferred stock units on March 25, 2022.