J. David Wargo - Jun 16, 2021 Form 4 Insider Report for Liberty Global plc (LBTYK)

Role
Director
Signature
/s/ Kelly A. Johnson, Attorney-in-Fact
Stock symbol
LBTYK
Transactions as of
Jun 16, 2021
Transactions value $
$68,813
Form type
4
Date filed
6/21/2021, 05:43 PM
Previous filing
Jun 14, 2021
Next filing
Jul 2, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LBTYK Class A Ordinary Shares Options Exercise $17.4K +1.05K +1.74% $16.64 61.2K Jun 17, 2021 Direct
transaction LBTYK Class C Ordinary Shares Options Exercise $17.1K +1.04K +0.58% $16.42 180K Jun 17, 2021 Direct
transaction LBTYK Class C Ordinary Shares Options Exercise $34.3K +2.17K +1.2% $15.85 182K Jun 17, 2021 Direct
holding LBTYK Class C Ordinary Shares 32 Jun 16, 2021 By Spouse F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LBTYK Share Option A (right to buy) Award $0 +6.9K $0.00 6.9K Jun 16, 2021 Class A Ordinary Shares 6.9K $27.82 Direct F2
transaction LBTYK Share Option C (right to buy) Award $0 +13.8K $0.00 13.8K Jun 16, 2021 Class C Ordinary Shares 13.8K $27.82 Direct F2
transaction LBTYK Share Option A (right to buy) Options Exercise $0 -1.05K -100% $0.00* 0 Jun 17, 2021 Class A Ordinary Shares 1.05K $16.64 Direct F3
transaction LBTYK Share Option C (right to buy) Options Exercise $0 -1.04K -100% $0.00* 0 Jun 17, 2021 Class C Ordinary Shares 1.04K $16.42 Direct F3
transaction LBTYK Share Option C (right to buy) Options Exercise $0 -2.17K -100% $0.00* 0 Jun 17, 2021 Class C Ordinary Shares 2.17K $15.85 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
F2 The option vests in three equal annual installments commencing on the date of the Issuer's 2022 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter.
F3 The option is immediately exercisable.

Remarks:

The trading symbols for the Issuer's classes of ordinary shares are LBTYA, LBTYB, and LBTYK.