Jason Waldron - May 1, 2022 Form 4 Insider Report for Liberty Global plc (LBTYK)

Role
SVP & CAO
Signature
/s/ Jennifer A. Hodges, Attorney-in-Fact
Stock symbol
LBTYK
Transactions as of
May 1, 2022
Transactions value $
-$413,032
Form type
4
Date filed
5/3/2022, 05:18 PM
Previous filing
Mar 31, 2022
Next filing
Aug 10, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LBTYK Class A Ordinary Shares Options Exercise +8.22K +18.57% 52.5K May 1, 2022 Direct F1
transaction LBTYK Class A Ordinary Shares Options Exercise +5.19K +9.89% 57.7K May 1, 2022 Direct F1
transaction LBTYK Class A Ordinary Shares Tax liability -$134K -5.89K -10.21% $22.76 51.8K May 1, 2022 Direct
transaction LBTYK Class C Ordinary Shares Options Exercise +16.4K +16% 119K May 1, 2022 Direct F1
transaction LBTYK Class C Ordinary Shares Options Exercise +10.4K +8.71% 130K May 1, 2022 Direct F1
transaction LBTYK Class C Ordinary Shares Tax liability -$279K -11.8K -9.09% $23.70 118K May 1, 2022 Direct
holding LBTYK Class C Ordinary Shares 4.28K May 1, 2022 By 401(k) Plan F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LBTYK Restricted Share Units A Options Exercise -8.22K -49.99% 8.22K May 1, 2022 Class A Ordinary Shares 8.22K Direct F1, F3
transaction LBTYK Restricted Share Units A Options Exercise -5.19K -33.33% 10.4K May 1, 2022 Class A Ordinary Shares 5.19K Direct F1, F4
transaction LBTYK Restricted Share Units C Options Exercise -16.4K -50% 16.4K May 1, 2022 Class C Ordinary Shares 16.4K Direct F1, F3
transaction LBTYK Restricted Share Units C Options Exercise -10.4K -33.33% 20.8K May 1, 2022 Class C Ordinary Shares 10.4K Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Share Unit (RSU) represents a right to receive one share of Issuer's Class A ordinary shares or Class C ordinary shares, as the case may be.
F2 The Reporting Person received 656 shares contributed by Issuer under its 401(k) Plan as of March 31, 2022.
F3 The RSUs vest in three equal annual installments commencing on May 1, 2021.
F4 The RSUs vest in three equal annual installments commencing on May 1, 2022.

Remarks:

The trading symbols for the Issuer's classes of ordinary shares are LBTYA, LBTYB, and LBTYK.