Michael T. Fries - May 1, 2023 Form 4 Insider Report for Liberty Global plc (LBTYK)

Role
President & CEO, Director
Signature
/s/ Cory Smith, Attorney-in-Fact
Stock symbol
LBTYK
Transactions as of
May 1, 2023
Transactions value $
-$1,874,063
Form type
4
Date filed
5/3/2023, 04:58 PM
Previous filing
Apr 27, 2023
Next filing
Jun 23, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LBTYK Class A Ordinary Shares Options Exercise +71.9K +7.29% 1.06M May 1, 2023 Direct F1
transaction LBTYK Class A Ordinary Shares Tax liability -$1.38M -71.9K -6.36% $19.17 1.06M May 1, 2023 Direct
transaction LBTYK Class C Ordinary Shares Options Exercise +144K +9.39% 1.68M May 1, 2023 Direct F1
transaction LBTYK Class C Ordinary Shares Tax liability -$495K -24.7K -1.47% $20.04 1.65M May 1, 2023 Direct
holding LBTYK Class C Ordinary Shares 15.1K May 1, 2023 By 401(k) Plan F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LBTYK Restricted Share Units A Options Exercise -71.9K -100% 0 May 1, 2023 Class A Ordinary Shares 71.9K Direct F1, F3
transaction LBTYK Restricted Share Units C Options Exercise -144K -100% 0 May 1, 2023 Class C Ordinary Shares 144K Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Share Unit (RSU) represents a right to receive one share of Issuer's Class A ordinary shares or Class C ordinary shares, as the case may be.
F2 The Reporting Person received 1,089 shares contributed by Issuer under its 401(k) Plan as of May 1, 2023.
F3 The RSUs vest in three equal annual installments commencing on May 1, 2021.

Remarks:

The trading symbols for the Issuer's classes of ordinary shares are LBTYA, LBTYB, and LBTYK.