Paul A. Gould - Jun 14, 2023 Form 4 Insider Report for Liberty Global plc (LBTYK)

Role
Director
Signature
/s/ Cory Smith, Attorney-in-Fact
Stock symbol
LBTYK
Transactions as of
Jun 14, 2023
Transactions value $
$0
Form type
4
Date filed
6/16/2023, 04:24 PM
Previous filing
May 11, 2023
Next filing
Jul 5, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LBTYK Class C Ordinary Shares Options Exercise +2.92K +0.29% 999K Jun 14, 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LBTYK Restricted Share Units A Award +1.86K 1.86K Jun 14, 2023 Class A Ordinary Shares 1.86K Direct F1, F2
transaction LBTYK Restricted Share Units C Award +3.73K 3.73K Jun 14, 2023 Class C Ordinary Shares 3.73K Direct F1, F2
transaction LBTYK Share Option A (right to buy) Award $0 +4.97K $0.00 4.97K Jun 14, 2023 Class A Ordinary Shares 4.97K $17.22 Direct F3
transaction LBTYK Share Option C (right to buy) Award $0 +9.95K $0.00 9.95K Jun 14, 2023 Class C Ordinary Shares 9.95K $18.23 Direct F3
transaction LBTYK Restricted Share Units A Options Exercise -1.46K -100% 0 Jun 14, 2023 Class A Ordinary Shares 1.46K Direct F1, F4
transaction LBTYK Restricted Share Units C Options Exercise -2.92K -100% 0 Jun 14, 2023 Class C Ordinary Shares 2.92K Direct F1, F4
transaction LBTYK Class A Share Fund Units Options Exercise +1.46K +9.56% 16.7K Jun 14, 2023 Class A Ordinary Shares 1.46K Direct F5, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Share Unit represents a right to receive one share of Issuer's Class A ordinary shares or Class C ordinary shares, as the case may be.
F2 The Restricted Share Units will vest in full on the date of the Issuer's 2024 annual general meeting.
F3 The option vests in three equal annual installments commencing on the date of the Issuer's 2024 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter.
F4 The Restricted Share Units vested in full on the date of the Issuer's 2023 annual general meeting.
F5 The share fund units represent the economic equivalent of one share of the corresponding class of the Issuer's ordinary shares. The share fund units confer no voting or other rights of stock ownership. The share fund units will be payable, in shares of the corresponding class of the Issuer's ordinary shares, in accordance with the Director Deferred Compensation Plan.
F6 The share fund units represent the deferral of shares the Reporting Person received upon the vesting of the 1,461 Restricted Share Units A.

Remarks:

The trading symbols for the Issuer's classes of ordinary shares are LBTYA, LBTYB, and LBTYK.