E.H. Dewhurst - Dec 17, 2021 Form 4 Insider Report for TriState Capital Holdings, Inc. (TSC)

Role
Director
Signature
/s/ Karla Villatoro de Friedman, General Counsel of TriState Capital Bank, Attorney-in-Fact
Stock symbol
TSC
Transactions as of
Dec 17, 2021
Transactions value $
$19
Form type
4
Date filed
12/27/2021, 02:26 PM
Previous filing
May 12, 2021
Next filing
Mar 18, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TSC Common Stock Options Exercise $55.9K +6K +16.53% $9.32 42.3K Dec 17, 2021 Direct
transaction TSC Common Stock Award -$55.9K -1.87K -4.43% $29.83 40.4K Dec 17, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TSC Stock Options (Right to Buy) Options Exercise $0 -6K -100% $0.00* 0 Dec 17, 2021 Common Stock 6K $9.32 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects the withholding of 1,874 shares of common stock in payment of the exercise price from the exercise of stock options expiring on December 31, 2021. The number of shares withheld was determined on December 17, 2021 based on the closing price of the Issuer's common stock on December 16, 2021 and is not a market sale of securities.
F2 3,000 of these options vested and became exercisable on or about 6/30/2014, and the remaining 3,000 options will vest and become exercisable on 12/31/2016.