Chris Carlson - May 14, 2021 Form 4 Insider Report for Vertex Energy Inc. (VTNR)

Role
CFO & Secretary
Signature
/s/ Chris Carlson
Stock symbol
VTNR
Transactions as of
May 14, 2021
Transactions value $
$0
Form type
4
Date filed
5/24/2021, 09:24 PM
Next filing
Jun 28, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding VTNR Common Stock 773K May 14, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VTNR Stock Option Award +16.8K 16.8K May 14, 2021 Common Stock 16.8K $1.92 Direct F1, F2
transaction VTNR Stock Option Award +16.8K 16.8K May 14, 2021 Common Stock 16.8K $1.92 Direct F1, F2
transaction VTNR Stock Option Award +16.8K 16.8K May 14, 2021 Common Stock 16.8K $1.92 Direct F1, F2
transaction VTNR Stock Option Award +16.8K 16.8K May 14, 2021 Common Stock 16.8K $1.92 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Stock options granted pursuant to the Registrant's 2019 Equity Incentive Plan, in a transaction exempt from Section 16 under Rule 16b-3.
F2 Granted in consideration for services rendered and to be rendered as an officer of the Issuer.