David L. Phillips - Jun 28, 2021 Form 4 Insider Report for Vertex Energy Inc. (VTNR)

Role
Director
Signature
/s/ David L Phillips
Stock symbol
VTNR
Transactions as of
Jun 28, 2021
Transactions value $
$246,350
Form type
4
Date filed
7/7/2021, 09:02 PM
Previous filing
May 24, 2021
Next filing
Jul 26, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VTNR Common Stock Options Exercise $68.8K +25K $2.75 25K Jun 28, 2021 Direct
transaction VTNR Common Stock Options Exercise $178K +60K +240% $2.96 85K Jun 28, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VTNR Stock Option Options Exercise $0 -25K -100% $0.00* 0 Jun 28, 2021 Common Stock 25K $2.75 Direct F1
transaction VTNR Stock Option Options Exercise $0 -60K -100% $0.00* 0 Jun 28, 2021 Common Stock 60K $2.96 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Options to purchase 6,250 shares vested on September 23, 2012, 2013, 2014 and 2015.
F2 Options to purchase 15,000 shares vested on September 27, 2014, 2015, 2016 and 2017.