john strickland - Aug 23, 2021 Form 4 Insider Report for Vertex Energy Inc. (VTNR)

Role
COO
Signature
/s/ John Strickland
Stock symbol
VTNR
Transactions as of
Aug 23, 2021
Transactions value $
$285,125
Form type
4
Date filed
8/26/2021, 04:16 PM
Previous filing
Jul 12, 2021
Next filing
Sep 17, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VTNR Common Stock Options Exercise $12.1K +12.5K +8.36% $0.97* 162K Aug 23, 2021 Direct
transaction VTNR Common Stock Options Exercise $273K +150K +92.53% $1.82 312K Aug 23, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VTNR Stock Option Options Exercise $0 -12.5K -100% $0.00* 0 Aug 23, 2021 Common Stock 12.5K $0.97 Direct F1
transaction VTNR Stock Option Options Exercise $0 -150K -100% $0.00* 0 Aug 23, 2021 Common Stock 150K $1.82 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Options to purchase 12,500 shares vested on August 20, 2021.
F2 Options to purchase 37,500 shares vested on August 17, 2013, 2014, 2015 and 2016.