Barry Sloane - Dec 31, 2023 Form 5 Insider Report for NewtekOne, Inc. (NEWT)

Role
Chairman & CEO, Director
Signature
Barry Sloane
Stock symbol
NEWT
Transactions as of
Dec 31, 2023
Transactions value $
-$208,989
Form type
5
Date filed
1/25/2024, 12:13 PM
Previous filing
Dec 13, 2023
Next filing
May 15, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NEWT Common stock Tax liability -$290K -14.2K -1.25% $20.39 1.13M Feb 15, 2023 Direct F1
transaction NEWT Common stock Purchase $26.7K +2.05K +0.18% $13.05 1.13M Apr 14, 2023 Direct F2
transaction NEWT Common stock Purchase $27.1K +1.51K +0.13% $17.92 1.13M Jul 21, 2023 Direct F2
transaction NEWT Common stock Purchase $27.3K +2.04K +0.18% $13.40 1.13M Oct 20, 2023 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Disposition by Reporting Person to Issuer under the Issuer's 2015 Stock Incentive Plan to satisfy tax withholding obligations relating to vesting of Restricted Shares.
F2 Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer.