Joseph J. D'Ambrisi - Feb 15, 2023 Form 4 Insider Report for Element Solutions Inc (ESI)

Role
EVP, Head of Electronics
Signature
/s/ John E. Capps as Attorney-in-Fact for Joseph J. D'Ambrisi
Stock symbol
ESI
Transactions as of
Feb 15, 2023
Transactions value $
-$424,421
Form type
4
Date filed
2/17/2023, 03:20 PM
Previous filing
Feb 14, 2023
Next filing
Feb 15, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ESI Common Stock, par value $0.01 per share Options Exercise +33.2K +9.03% 401K Feb 15, 2023 Direct F1
transaction ESI Common Stock, par value $0.01 per share Tax liability -$317K -15.4K -3.84% $20.58 386K Feb 15, 2023 Direct F2
transaction ESI Common Stock, par value $0.01 per share Options Exercise +3.69K +0.96% 389K Feb 15, 2023 Direct F3
transaction ESI Common Stock, par value $0.01 per share Tax liability -$39.6K -1.93K -0.49% $20.58 387K Feb 15, 2023 Direct F4
transaction ESI Common Stock, par value $0.01 per share Options Exercise +3.31K +0.85% 391K Feb 15, 2023 Direct F5
transaction ESI Common Stock, par value $0.01 per share Tax liability -$31.6K -1.54K -0.39% $20.58 389K Feb 15, 2023 Direct F6
transaction ESI Common Stock, par value $0.01 per share Options Exercise +3.82K +0.98% 393K Feb 15, 2023 Direct F7
transaction ESI Common Stock, par value $0.01 per share Tax liability -$36.5K -1.77K -0.45% $20.58 391K Feb 15, 2023 Direct F8

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ESI Performance Stock Units Options Exercise -22.1K -100% 0 Feb 15, 2023 Common Stock 33.2K $0.00 Direct F1
transaction ESI Restricted Stock Units Options Exercise -3.69K -100% 0 Feb 15, 2023 Common Stock 3.69K $0.00 Direct F3
transaction ESI Restricted Stock Units Options Exercise -3.31K -50.01% 3.31K Feb 15, 2023 Common Stock 3.31K $0.00 Direct F5
transaction ESI Restricted Stock Units Options Exercise -3.82K -33.34% 7.64K Feb 15, 2023 Common Stock 3.82K $0.00 Direct F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents settlement of a performance stock unit ("PRSU") award granted on 2/19/20 and previously reported. Each PRSU represented a contingent right to receive up to 1.5 shares of the Issuer's common stock.
F2 Represents shares withheld to satisfy the tax obligations due upon vesting of the PRSUs described above.
F3 Represents settlement of 1/3 of a restricted stock unit ("RSU") award granted on 2/19/20 and previously reported. Each RSU represented a contingent right to receive 1 share of the Issuer's common stock.
F4 Represents shares withheld to satisfy the tax obligations due upon vesting of the RSUs described above.
F5 Represents settlement of 1/3 of a RSU award granted on 2/17/21 and previously reported. Each RSU represented a contingent right to receive 1 share of the Issuer's common stock.
F6 Represents shares withheld to satisfy the tax obligations due upon vesting of the RSUs described in footnote 5 above.
F7 Represents settlement of 1/3 of a RSU award granted on 2/15/2022 and previously reported. Each RSU represented a contingent right to receive 1 share of the Issuer's common stock.
F8 Represents shares withheld to satisfy the tax obligations due upon vesting of the RSUs described in footnote 7 above.