Scott Gunther - Aug 26, 2021 Form 4 Insider Report for Catalent, Inc. (CTLT)

Signature
/s/ Jose Ibietatorremendia, attorney-in-fact
Stock symbol
CTLT
Transactions as of
Aug 26, 2021
Transactions value $
-$545,725
Form type
4
Date filed
8/30/2021, 09:41 PM
Previous filing
Jul 28, 2021
Next filing
Jan 5, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CTLT Common Stock Award $0 +6.05K +37.4% $0.00 22.2K Aug 26, 2021 Direct F1, F2
transaction CTLT Common Stock Sale -$22.5K -173 -0.78% $130.29 22.1K Aug 27, 2021 Direct F2, F3, F4
transaction CTLT Common Stock Sale -$278K -2.12K -9.62% $131.20 19.9K Aug 27, 2021 Direct F2, F3, F5
transaction CTLT Common Stock Sale -$245K -1.88K -9.42% $130.34 18.1K Aug 27, 2021 Direct F2, F6, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Received upon the achievement of the fiscal 2019-21 performance-based vesting criteria set forth in certain incentive compensation held by the reporting person under the Issuer's long-term incentive plan.
F2 Includes restricted stock units.
F3 This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in order to cover tax withholding obligations in connection with the vesting of performance share units received pursuant to the Issuer's long-term incentive plan. No shares were withheld by or surrendered to the Issuer.
F4 Volume-weighted average price. These shares were sold in multiple transactions at prices ranging from $129.82 to $130.80, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F5 Volume-weighted average price. These shares were sold in multiple transactions at prices ranging from $130.84 to $131.63, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F6 This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in order to implement a plan of financial diversification.
F7 Volume-weighted average price. These shares were sold in multiple transactions at prices ranging from $130.26 to $130.47, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.