Bart Schaller - Jun 28, 2021 Form 4 Insider Report for Synchrony Financial (SYF)

Role
EVP & CEO, Digital
Signature
/s/ Danielle Do as attorney in fact
Stock symbol
SYF
Transactions as of
Jun 28, 2021
Transactions value $
-$1,356,441
Form type
4
Date filed
6/30/2021, 04:13 PM
Previous filing
Jun 24, 2021
Next filing
Jul 2, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SYF Common Stock Options Exercise $690K +30K +61.2% $23.00 79K Jun 28, 2021 Direct F1
transaction SYF Common Stock Sale -$1.49M -30K -37.97% $49.63 49K Jun 28, 2021 Direct F1
transaction SYF Common Stock Sale -$558K -11.2K -22.95% $49.63 37.8K Jun 28, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SYF Employee Stock Option (right to buy) Options Exercise $0 -30K -100% $0.00* 0 Jun 28, 2021 Common Stock 30K $23.00 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 25, 2021.
F2 The reporting person was awarded employee stock options on July 31, 2014, which vested on the fourth anniversary of the grant date.

Remarks:

EVP & CEO, Digital