Curtis Howse - Sep 1, 2021 Form 4 Insider Report for Synchrony Financial (SYF)

Role
EVP, CEO--Home & Auto
Signature
/s/ Danielle Do as attorney in fact
Stock symbol
SYF
Transactions as of
Sep 1, 2021
Transactions value $
-$1,170,223
Form type
4
Date filed
9/3/2021, 04:53 PM
Previous filing
Aug 16, 2021
Next filing
Oct 19, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SYF Common Stock Options Exercise $285K +11.6K +18.08% $24.55 75.8K Sep 1, 2021 Direct F1
transaction SYF Common Stock Sale -$570K -11.6K -15.32% $49.09 64.2K Sep 1, 2021 Direct F1
transaction SYF Common Stock Options Exercise $261K +8.58K +13.36% $30.41 72.8K Sep 1, 2021 Direct F1
transaction SYF Common Stock Sale -$421K -8.58K -11.79% $49.09 64.2K Sep 1, 2021 Direct F1
transaction SYF Common Stock Options Exercise $348K +11.9K +18.46% $29.33 76K Sep 1, 2021 Direct F1
transaction SYF Common Stock Sale -$582K -11.9K -15.58% $49.09 64.2K Sep 1, 2021 Direct F1
transaction SYF Common Stock Sale -$491K -10K -15.58% $49.09 54.2K Sep 1, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SYF Employee Stock Option (right to buy) Options Exercise $0 -11.6K -100% $0.00* 0 Sep 1, 2021 Common Stock 11.6K $24.55 Direct F1, F2
transaction SYF Employee Stock Option (right to buy) Options Exercise $0 -8.58K -100% $0.00* 0 Sep 1, 2021 Common Stock 8.58K $30.41 Direct F1, F3
transaction SYF Employee Stock Option (right to buy) Options Exercise $0 -11.9K -100% $0.00* 0 Sep 1, 2021 Common Stock 11.9K $29.33 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 22, 2021.
F2 The reporting person was awarded 11,610 employee stock options on September 17, 2014, which vested in five equal annual installments of 20% each, beginning on the first anniversary of the grant date.
F3 The reporting person was awarded 8,577 employee stock options on April 1, 2015, which vested in five equal annual installments of 20% each, beginning on the first anniversary of the grant date.
F4 The reporting person was awarded 11,852 employee stock options on April 1, 2016, which vested in five equal annual installments of 20% each, beginning on the first anniversary of the grant date.

Remarks:

EVP, CEO--Home & Auto