Kristina Burow - Sep 19, 2023 Form 4 Insider Report for Neumora Therapeutics, Inc. (NMRA)

Signature
/s/ Joshua Pinto, as Attorney-in-Fact for Kristina M. Burow
Stock symbol
NMRA
Transactions as of
Sep 19, 2023
Transactions value $
$25,500,000
Form type
4
Date filed
9/20/2023, 07:23 AM
Previous filing
Sep 14, 2023
Next filing
Sep 25, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NMRA Common Stock Conversion of derivative security +13.6K 13.6K Sep 19, 2023 Direct F1
transaction NMRA Common Stock Conversion of derivative security +684K 684K Sep 19, 2023 See Footnotes F1, F2, F4
transaction NMRA Common Stock Conversion of derivative security +1.14M 1.14M Sep 19, 2023 See Footnotes F1, F3, F4
transaction NMRA Common Stock Conversion of derivative security +6.9M +129.84% 12.2M Sep 19, 2023 See Footnotes F1, F5, F7
transaction NMRA Common Stock Conversion of derivative security +6.58M +123.84% 11.9M Sep 19, 2023 See Footnotes F1, F6, F7
transaction NMRA Common Stock Conversion of derivative security +2.12M 2.12M Sep 19, 2023 See Footnote F1, F8
transaction NMRA Common Stock Purchase $25.5M +1.5M +70.62% $17.00 3.62M Sep 19, 2023 See Footnote F8

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NMRA Series A-1 Preferred Stock Conversion of derivative security -13.6K -100% 0 Sep 19, 2023 Common Stock 13.6K Direct F1
transaction NMRA Series A-1 Preferred Stock Conversion of derivative security -684K -100% 0 Sep 19, 2023 Common Stock 684K See Footnotes F1, F2, F4
transaction NMRA Series A-1 Preferred Stock Conversion of derivative security -1.14M -100% 0 Sep 19, 2023 Common Stock 1.14M See Footnotes F1, F3, F4
transaction NMRA Series A-2 Preferred Stock Conversion of derivative security -6.9M -100% 0 Sep 19, 2023 Common Stock 6.9M See Footnotes F1, F5, F7
transaction NMRA Series A-2 Preferred Stock Conversion of derivative security -6.58M -100% 0 Sep 19, 2023 Common Stock 6.58M See Footnotes F1, F6, F7
transaction NMRA Series B Preferred Stock Conversion of derivative security -2.12M -100% 0 Sep 19, 2023 Common Stock 2.12M See Footnote F1, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares of Series A-1 Preferred Stock, Series A-2 Preferred Stock and Series B Preferred Stock of the Issuer automatically converted on a 1-for-1 basis into Common Stock of the Issuer immediately prior to the closing of the Issuer's initial public offering.
F2 Represents shares held directly by ARCH Venture Fund VII, L.P. (ARCH VII). ARCH Venture Partners VII, L.P. (AVP VII LP) is the sole general partner of ARCH VII, and ARCH Venture Partners VII, LLC (AVP VII LLC) is the sole general partner of AVP VII LP. Clinton Bybee, Keith Crandell and Robert Nelsen are the managing directors of AVP VII LLC (AVP VII LLC Managing Directors). AVP VII LLC may be deemed to beneficially own the shares held by ARCH VII, and each of the AVP VII LLC Managing Directors may be deemed to share the power to direct the disposition and vote of the shares held by ARCH VII. AVP VII LLC Managing Directors each disclaim beneficial ownership except to the extent of their pecuniary interest therein, if any. The Reporting Person is a managing director at AVP VII LLC and owns an interest in AVP VII LP but does not have voting or investment control over the shares held by ARCH VII.
F3 Represents shares held directly by ARCH Venture Fund VIII Overage, L.P. (ARCH VIII Overage). ARCH Venture Partners VIII, LLC (AVP VIII LLC) is the general partner of ARCH VIII Overage. Clinton Bybee, Keith Crandell and Robert Nelsen are the managing directors of AVP VIII LLC (the AVP VIII LLC Managing Directors). AVP VIII LLC may be deemed to beneficially own the shares held by ARCH VIII Overage, and each of the AVP VIII LLC Managing Directors may be deemed to share the power to direct the disposition and vote of the shares held by ARCH VIII Overage. AVP VIII LLC Managing Directors each disclaim beneficial ownership except to the extent of their pecuniary interest therein, if any. The Reporting Person is a managing director at AVP VIII LLC and owns an interest in AVP VIII LLC but does not have voting or investment control over the shares held by ARCH VIII Overage.
F4 The Reporting Person disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.
F5 Represents shares held directly by ARCH Venture Fund X, L.P. (ARCH X). ARCH Venture Partners X, L.P. (AVP X LP) is the sole general partner of ARCH X.
F6 Represents shares held directly by ARCH Venture Fund X Overage, L.P. (ARCH X Overage). ARCH Venture Partners X Overage, L.P. (AVP X Overage LP) is the sole general partner of ARCH X Overage.
F7 ARCH Venture Partners X, LLC (AVP X LLC) is the sole general partner of each of AVP X LP and AVP X Overage LP. Keith Crandell, Kristina Burow, Steven Gillis and Robert Nelsen comprise the investment committee of AVP X LLC (the AVP X Committee Members). AVP X LLC may be deemed to beneficially own the shares held by ARCH X and ARCH X Overage, and each of the AVP X Committee Members may be deemed to share the power to direct the disposition and vote of the shares held by ARCH X and ARCH X Overage. AVP X Committee Members each disclaim beneficial ownership except to the extent of their pecuniary interest therein, if any.
F8 Represents shares held directly by ARCH Venture Fund XII, L.P. (ARCH XII). ARCH Venture Partners XII, L.P. (AVP XII LP) is the general partner of ARCH XII. ARCH Venture Partners XII, LLC (AVP XII LLC) is the general partner of AVP XII LP. Keith Crandell, Kristina Burow, Steven Gillis and Robert Nelsen comprise the investment committee of AVP XII LLC (the AVP XII LLC Committee Members). AVP XII LLC may be deemed to beneficially own the shares held by ARCH XII, and each of the AVP XII LLC Committee Members may be deemed to share the power to direct the disposition and vote of the shares held by ARCH XII. AVP XII LLC Committee Members each disclaim beneficial ownership except to the extent of their pecuniary interest therein, if any.