Daniel M. Spinner - Dec 31, 2021 Form 4 Insider Report for Eagle Point Credit Co Inc. (ECC)

Role
Principal & Portfolio Manager
Signature
Daniel Spinner
Stock symbol
ECC
Transactions as of
Dec 31, 2021
Transactions value $
-$4,825
Form type
4
Date filed
1/3/2022, 04:36 PM
Next filing
Feb 16, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ECC 7.75% Series B Term Preferred Stock due 2026 Other -$4.83K -193 -50.13% $25.00 192 Dec 31, 2021 Direct F1
holding ECC 6.6875% Notes due 2028 $158K Dec 31, 2021 Direct F2
holding ECC 6.75% Notes due 2027 $249K Dec 31, 2021 Direct F2
holding ECC 6.6875% Notes due 2028 $52.5K Dec 31, 2021 By Spouse F2, F3
holding ECC 6.75% Notes due 2027 $167K Dec 31, 2021 By Spouse F2, F3
holding ECC Common Stock, par value $0.001 per share 27.4K Dec 31, 2021 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The securities were called for redemption by the Issuer at a price equal to their liquidation preference price (plus accrued but unpaid dividends).
F2 The amount reported reflects the aggregate principal amount of notes.
F3 These shares are held in an account for the benefit of Daniel Spinner's spouse. Daniel Spinner has investment authority over this account. Daniel Spinner disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.