Russell Schaub - Jun 9, 2021 Form 4 Insider Report for Great Ajax Corp. (AJX)

Role
PRESIDENT, Director
Signature
/s/ Russell Schaub
Stock symbol
AJX
Transactions as of
Jun 9, 2021
Transactions value $
$103,235
Form type
4
Date filed
8/4/2021, 06:31 PM
Next filing
Aug 10, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AJX Common Stock, par value $0.01 per share Award $102K +8K +7.16% $12.79 120K Aug 2, 2021 Direct F1, F2
transaction AJX Common Stock, par value $0.01 per share Award $915 +70 +5.92% $13.07 1.25K Jun 9, 2021 By son F4, F5
holding AJX Common Stock, par value $0.01 per share 3.04K Jun 9, 2021 Shackleton RBS 3 LLC F3
holding AJX Common Stock, par value $0.01 per share 108 Jun 9, 2021 By wife F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Granted pursuant to the shareholder approved 2016 Equity Incentive Plan, which will vest in four equal installments annually starting August 1, 2022.
F2 Includes the following shares acquired under the Issuer's Dividend Reinvestment Plan: 1,801.346 shares acquired on August 31, 2020; 1,677.162 shares acquired on November 30, 2020; 1,531.028 shares acquired on March 31, 2021; and 1,539.696 shares acquired on May 31, 2021.
F3 Securities received pursuant to a distribution made by Aspen Yo to its limited partners.
F4 Includes the following shares acquired under the Issuer's Dividend Reinvestment Plan: 1.867 shares acquired on August 31, 2020; 1.738 shares acquired on November 30, 2020; 1.587 shares acquired on March 31, 2021; and 1.596 shares acquired on May 31, 2021.
F5 Granted pursuant to the Issuer's equity compensation policy for new employees. Inadvertently missed timely filing on Form 4.